Brazil Compliance, Surveillance Compliance, Associate, Sao PauloSao Paulo, Sao Paulo, Brazil
Brazil Compliance, Surveillance Compliance, Associate, Sao Paulo
Brazil Compliance, Surveillance Compliance, Associate, Sao PauloSao Paulo, Sao Paulo, Brazil

Role Overview: This position is for an Associate within the Surveillance Compliance team in Brazil. The successful candidate will be responsible for monitoring transactions across Goldman Sachs' trading desks and developing scenarios to prevent market abuse, money laundering, and terrorist financing.

Main Responsibilities:

  • Trade Monitoring: Execute daily monitoring of transactions across multiple trading desks to ensure regulatory adherence;
  • Scenario Optimization: Design, implement, and refine surveillance models to identify potential market manipulation and financial crimes;
  • Global Collaboration: Liaise with global trade surveillance units to align local practices with international standards;
  • Investigations: Lead the investigation, identification, and escalation of potential cases of market misconduct or money laundering to senior management;
  • Regulatory Reporting: Assist in preparing reports for local regulators (CVM/Bacen) regarding suspicious activities.

 

Prerequisites:

  • Education: Bachelor’s degree;
  • Experience: 3-4 years of relevant experience in Financial Institutions, preferably within Compliance or Risk Management; 
  • Language: Fluency in English (both written and oral) is mandatory for global interaction;
  • Analytical Mindset: Strong investigative skills with a data-driven approach to problem-solving;
  • Technical Expertise: Previous experience with surveillance systems such as SMARTS, Actimize, BTCA, or SAGE; 
  • Programming Skills: Proficiency in Python and VBA is highly desirable to automate surveillance tasks;
  • Regulatory Knowledge: Familiarity with Brazilian financial regulations (CVM and Bacen).

About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability- statement.html 

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Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.