Internal Audit, Technology Audit, Senior Analyst, Shanghai

Internal Audit, Technology Audit, Senior Analyst, ShanghaiShanghai, Shanghai, China

ABOUT GOLDMAN SACHS

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

ABOUT OUR ROLES

In Internal Audit (IA), we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We are looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

Internal Audit (IA) supports the Board of Directors' Audit Committee and senior firm leadership in fulfilling their oversight roles by independently assessing the firm's internal control structure, raising awareness of control risk, providing advice to management in developing control solutions, and monitoring the implementation of management's control measures.

Goldman Sachs Internal Audit is organized into global teams comprising business and technology auditors to cover all the firm’s businesses and functions.

HOW YOU WILL FULFILL YOUR POTENTIAL

Develop and maintain an in-depth understanding of regulatory requirements and industry practice in China (particular for the technology and cybersecurity related areas) and providing insight on their impact and application to IA management.
Assist in every step of an audit including scoping, planning, fieldwork and reporting
Execute audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards
Identify risks, assess mitigating controls, and make recommendations on improving the control environment
Prepare commercially effective audit conclusions and findings, and present to IA senior management and stakeholders
Follow-up on open audit issues and their resolution
Assist in the audit team’s continuous monitoring effort to cover market and regulatory events, technology updates and audit/reviews completed
Participate in department-wide initiatives aimed at continually improving IA's processes and supporting infrastructure

SKILLS & EXPERIENCE WE’RE LOOKING FOR

Basic Qualifications:

Strong English and Mandarin communication skills (written and verbal) a must.
2 -4 years of experience in technology audit or relevant technology fields
Excellent team player with strong interpersonal skills
Enthusiastic and motivated to learn new business and technology knowledge
Holding SAC Securities Qualification Certificate or candidate is expected to pass the examination within firm required timeline after employment
Self-driven and proactive in taking full ownership to deliver assigned tasks in high quality and on time

Preferred Qualifications:

Degree in Information Technology or Engineering
Relevant certification or industry accreditation (e.g., CIA, CISA, CISM, CISSP)
Data Analytics skill is a plus
Ability to review codes (Java, C++, Python, etc.) is a plus
Experience of relevant technology industry standards – ISO 27001, NIST Framework, etc. is a plus
Experience with Agile Auditing is a plus

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html