Internal Audit, FICC and Equities Audit, Analyst/Associate, Hong Kong
What We Do
Internal Audit provides independent, objective, and timely assurance and assists management by:
- Assessing and testing the firm’s control environment
- Assessing the firm’s control culture and conduct risks
- Raising awareness of control risk
- Reporting on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
- Monitoring management’s implementation of control measures
Goldman Sachs Internal Auditors have diverse backgrounds: Chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists make up our team. We are organized into global teams aligned to cover all the firm’s businesses and functions, including Global Banking & Markets, Asset & Wealth Management, Platform Solutions, Risk management, Finance, Cyber-security and Technology risk, and Engineering.
Who We Look For
Goldman Sachs Internal Auditors have strong analytical skills, professional skepticism and demonstrate strong risk and control mindsets to effectively challenge senior management and discuss risks identified. We look for individuals who enjoy analyzing processes and controls across different businesses and functions, building relationships and grow in team oriented, fast-paced global environment.
As a Business Auditor, you will cover FICC and Equities functions within Global Banking & Markets assessing controls related to sales and trading, risk management and operations supporting the business.
How you will Fulfill your Potential:
- Planning and scoping: meeting with stakeholders to understand business and technology processes and identifying the key risks and controls to be assessed
- Assessment of the adequacy of the design and operating effectiveness of the controls to mitigate the key risks identified
- Risk Assessment of the issues identified during audits and reporting to management
- Follow up with stakeholders on remediation of actions coming out of issues identified during audit
- Maintenance of stakeholder relationships through regular interaction with the business to assess changes in the control environment which may influence the audit coverage
- Ad hoc work on firmwide projects around innovation to audit methodology and investigation of incidents
Skills and Experience:
- Strong analytical skills and ability to understand process flows
- Critical thinking and ability to connect firm and industry standards to workflows being assessed
- Strong verbal and written communication skills
- Relationship building skills and ability to work effectively across a global team
- Team oriented with a strong sense of ownership and accountability
- Prior experience auditing sales and trading, operations, engineering and product control functions or experience in those functions
- Experience with Data Analytics or relevant certification or industry accreditation (e.g., CFA, CIA) is a plus
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
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