Controllers, Regulatory Reporting, Vice President, Jersey CityJersey City, New Jersey, United States
Controllers, Regulatory Reporting, Vice President, Jersey City
Controllers, Regulatory Reporting, Vice President, Jersey CityJersey City, New Jersey, United States

Job Summary

The Regulatory Reporting group within Controllers Group seeks a VP or experienced Associate to help supervise the SEC Client Asset Protection team.  The team calculates the SEC requirement, liaises with Auditors, Regulators, and key internal stakeholders on topics which impact client assets.  

Supervisory Responsibilities

  • Compute and file applicable client asset protection requirements.  
  • Review trends in the Broker-dealer business for senior management, including the composition of its customer base, the general trading activity of its customers, the types of markets and products traded by its customers, the volatility and liquidity of the markets and products traded by its customers.
  • Work closely with external regulators and Internal Audit on examinations of GS & Co.’s SEC Client Asset Protection requirements.
  • Work with Engineering teams to enhance controls and streamline processes. Review new products & processes with Operations and Legal Departments which impact 
  • client assets.
  • Document and maintain policies and procedures for Controllers oversight of client asset protection.
  • Design processes that are designed to detect and prevent violations of rules and regulations/
  • Knowledge of SEC rules and interpretations
     

Qualifications

  • Degree in Accounting or Finance preferred.
  • 5 + years of experience; knowledge of SEC Client Asset Protection regulations preferred, but not required
  • Committed to a career in financial services.
  • Ability to work in a team under pressure.
  • Ability to interact and build relationships with people from different departments and levels of seniority.
  • Strong Excel skills.  
  • Solid written and presentation skills.  
  • Excellent analytical and control mindset. 
 
ABOUT GOLDMAN SACHS
 
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 
 
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.   
 
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html  
 
© The Goldman Sachs Group, Inc., 2024. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Salary Range 
The expected base salary for this Jersey City, New Jersey, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end.

Benefits 
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here.