YOUR IMPACT
Do you have a deep subject matter expertise and a passion for risk management? We are looking for an Associate to serve as a member of the Monitoring & Testing team, a critical role within Corporate Treasury. By contributing to the development of a global segment strategy, as well as gaining invaluable exposure to senior leadership, this position contributes directly to the firm’s success in defining a standardized framework and robust organization to ensure regulatory compliance, protect client assets, and improve operational efficiency.
OUR IMPACT
Our team of critical thinkers partners with groups in all areas of the firm to perform financial analytics, reporting and data analytics. From day one, team members play a vital role in upholding the three principles of client focus, process innovation, and risk management.
The Monitoring and Testing Team is a group within Corporate Treasury Divisional Risk comprising of individuals with diverse backgrounds responsible for assessing the design and performance of the division’s key controls.
The Monitoring & Testing function will implement an evaluation framework to continuously monitor the efficacy of our processes, systems, and controls, and ensure their performance and compliance through robust testing methods, positioning itself as a critical function in mitigating risk within Corporate Treasury.
HOW YOU WILL FULFILL YOUR POTENTIAL
- Collaborate with the team to develop and implement a robust monitoring and testing framework for Corporate Treasury
- Assist in overseeing the overall monitoring and testing program, ensuring compliance with regulatory requirements and internal policies
- Define and document requirements, including identifying key risks and controls to be tested
- Execute monitoring and testing procedures, including the development and implementation of test plans, test scripts, and the evaluations and documentation of test results
- Identify gaps and weaknesses in existing processes and recommend improvements to enhance efficiency and effectiveness
- Liaise with internal stakeholders, such as compliance officers, risk managers and operations teams, to address identified issues and implement necessary corrective actions
- Collaborate with cross-functional teams to design and implement process improvements, leveraging technology where applicable to streamline monitoring and testing activities
- Stay up-to-date with industry trends, best practices, and regulatory changes related to monitoring and testing frameworks
- Provide training and guidance to team members on monitoring and testing methodologies, tools, and procedures
- Prepare and present reports to management summarizing monitoring and testing activities, findings, and recommendations for improvements
SKILLS & QUALIFICATIONS
- 1-3 years of experience in the job offered or a related role
- Bachelor’s / undergraduate degree in Finance, Risk Management, Business Administration, or a related field is advantageous
- Detail-oriented and organized, with the ability to prioritize and manage highly complex change
- Preferred experience in a similar risk, compliance, or audit role with Treasury background
- Knowledge of monitoring and testing methodologies, including the ability to design and implement effective testing plans and evaluate test results
- Familiarity with risk management principles and frameworks such as RCSA, SOX
- Excellent analytical and problem-solving skills, with the ability to identify potential risks and control weakness in complex processes
- Exceptional communication and interpersonal skills, with the ability to collaborate effectively with stakeholders at all levels of the organization and drive consensus
- Proficient in using relevant software tools, such as Microsoft Office Suite and data analysis software