TEAM OVERVIEW

As a Corporate Controllers & Tax auditor, you will be involved in auditing various Technology System Applications used within the firm to provide assurance on the data quality, data flows, data calculation processes used for both Financial and Regulatory Reporting, along with other General Technology Controls including Application entitlement, Data Retention and Software Change Management.

RESPONSIBILITIES

As part of the third line of defense, you will be involved in independently assessing the firm’s overall control environment, and communicating the results to the firm’s local and global management the effectiveness of the firm’s controls that mitigate current and emerging risks, and monitoring the management’s implementation of control measures.  In doing so, you are supporting the provision of independent, objective and timely assurance around the firm’s internal control structure, and supporting the Audit Committee, the Board of Directors and Risk Committee in fulfilling their oversight responsibilities.

• For each assigned project, you will be involved in scoping and planning of the project/audit
• You will play a vital role in audit execution focusing on the review of Technology processes and analyzing the risks involved and assessing the design and operating effectiveness of the controls implemented to mitigate the risk
• You will be responsible in documenting the assessments and testing conducted and discussing the results with the firms local and global management
• You will also be involved in reviewing the audit documentation completed by the audit team
• Additionally, you will also monitor and follow up with management on the resolution of the open audit findings

SKILLS AND RELEVANT EXPERIENCE

• BE/B Tech/MCA/MBA/MSc or equivalent University Degree in Information Technology
• Minimum 10 years of experience in Technology auditing focusing on Financial Services
• Experience in managing audit engagements or Technology Projects
• Good People Management Skills
• Strong written and verbal communication skills and strong interpersonal skills, as the job requires frequent interaction with Technology Management
• Must be able to multitask while managing both time and work load
• Technology audit skills including an understanding of System architecture, Operating Systems, Database, System Development Lifecycle (SDLC)
• Ability to review code (Java, SQL, C++, Python, etc.)
• Experience with Data Analytics tools and techniques
• Relevant certification or industry accreditation (e.g. CISA)
• Good Knowledge of Financial Products and Services